Crescent Securities Group Inc. ("CSG") offers professional managing broker dealer services for publicly registered and private placement offerings. Services include:
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Client Services
- Process subscription agreements
- Manage the transactions and closing of the offering
- Coordinate with fund administrators
- Build rep relationships
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Compliance
- Oversee compliance with securities rules and regulations
- Assist in establishing and managing escrow account
- Review marketing material (FINRA filings of material, etc.)
- Help structure and review offering documents
- Review and comment on 3rd party due diligence reports
- Distribute commissions to the selling group members
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Offering Consulting
- Offering structure selection
- Reg. D(b) or (c)
- Reg. A(+)
- REIT structures
- Interval fund
- Business development company (BDC)
- Oversight & guidance through the process
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Corporate Structure Consulting
- Financial modeling
- Accounting integration
- Fund & investor reporting
- Policies & procedures
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Distribution
- Distribution channel development
- Building and managing national accounts and wholesaler team
- Broker dealer
- Pension funds
- Institutional investors
- Document fulfillment
- Conference networking
- Channel marketing
- Sales management
- FINRA filings (Form 5123, 5110, FINRA review of advertising material, etc.)
- Aid in securing selling agreements
- Maintain the master blotter
- Distribution of offering documents (electronic or hard copy)
Pricing is based on scope of services and can be tailored to complement existing corporate structure. We offer full-cycle support with an ongoing relationship throughout the process.
Our backoffice is fully enabled with technology for electronic delivery and signature of documents.
